| As part of our regular
monthly review in HR e-ssentials Graphite HRM will now provide
you with an insight into the type of queries we get through
our client consultation service.
Q: What are the main stages of the disciplinary procedure
that should be contained in a disciplinary policy?
A: There typically should be five steps
to a disciplinary procedure, usually referred to as the progressive
steps. Usually, Step One is the Informal Counselling stage
which allows an employee to be counselled/ advised that their
behaviour is unacceptable and that they should desist otherwise
the formal disciplinary procedure may have to be invoked.
Step Two is the Oral/ Verbal Warning, which is classed as
the first formal stage of the procedure and it entails an
employee being formally advised that their behaviour is unacceptable
and that they should desist or the next stage of the formal
disciplinary procedure may have to be invoked. Step Three
is the First Written Warning, which is classed as the second
formal stage of the procedure and it usually follows on from
the Oral/ Verbal where an employee has failed to respond to
that warning. Step Four is the Final Written Warning, which
is classed as the third formal stage of the procedure and
it usually follows on from a Written Warning where an employee
has failed to respond to that previous warnings. Step Five
is Dismissal and this is the final stage of the procedure
and it can be invoked in two circumstances. Firstly, where
an employee has failed to respond to the warnings issued as
outlined above an employee can be procedurally dismissed if
they have failed to improve during the previous stages. Secondly,
in an instance of gross misconduct an employee can be dismissed
without going through the progressive steps of the disciplinary
procedure. At all stages of the disciplinary procedure fair
procedures should be followed.
To read about this legislation and relevant procedures, see
Chapter 4, Discipline in Personnel Policies and
Procedures – the law in perspective.
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Q: What are the main criteria to enable an employer
to ensure that fair procedures have been followed when invoking
the disciplinary procedure?
A: The following principles should be adhered
to, to ensure that the disciplinary procedure meets the required
standard to be classified as a fair procedure:
- The policy must acknowledge each and every individual’s
right to a fair and impartial hearing when faced with an
allegation.
- The individual has the right to know the case against
him/her
- The individual must be provided the right to have, and
the opportunity to use, representation
- The individual has the right to reply to any accusations
- The individual should be provided the right to have the
case investigated and heard without prejudice
- Every disciplinary procedure should incorporate the right
to appeal the outcome, or the manner in which the procedures
were applied.
To read more about the code of practice on disciplinary,
see Chapter 4, Discipline, in Personnel Policies
and Procedures - the law in perspective.
Disclaimer - This is not
a legal service, all suggestions will be based on HR best
practice.
You should seek independent legal advice before making any
decisions.
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